09 · Compliance & Regulatory
SEC exam preparation & response
Atlas-orchestratedfrom $2,500/moExpert ~3–6 hrs/mo
Bottom line
Stand up exam war-room: document index, request tracking, and response drafts with counsel.
Atlas owns workflow, drafts, and QC calendar. Licensed partners handle regulated acts; Atlas stewards the process.
Invoice / proposal description
- ·Exam document index and war-room.
- ·Request tracker and draft responses.
- ·Daily stand-up notes during active exam.
By hand today
Exam = all-hands panic.
On Atlas
War-room + tracker; counsel leads strategy; expert runs logistics.
Deliverables
- Doc index
- Request tracker
- Draft responses
Service levels
- New requests logged ≤4 business hours during active exam.
Exclusions
- — Legal representation before the SEC
Platform surfaces
document workspacecompliance calendarImport & Analyze
Crisis premium; converts to ongoing compliance.