01 · Fund Formation & Legal
SEC / state adviser registration (RIA / ERA)
Atlas-orchestratedfrom $1,500/moExpert ~2–5 hrs/mo
Bottom line
Atlas owns the registration project plan, evidence pack, and calendar while compliance counsel signs filings.
Atlas owns workflow, drafts, and QC calendar. Licensed partners handle regulated acts; Atlas stewards the process.
Invoice / proposal description
- ·Registration project plan (RIA / ERA path).
- ·Evidence and exhibit assembly for Form ADV / state filings.
- ·Expert status reviews until registration is effective.
By hand today
Partners discover registration mid-raise and scramble with incomplete exhibits.
On Atlas
Structured workplan + document assembly; licensed compliance firm files.
Deliverables
- Registration Gantt / checklist
- Exhibit pack
- Status dashboard
Service levels
- Critical-path blockers escalated to GP within 1 business day.
Exclusions
- — Acting as CCO of record without separate engagement
- — Legal certification of filings
Platform surfaces
compliance calendardocument workspace
High-urgency, high-ticket path dependency for emerging managers.